Comprehensive Compliance Audit
You think you're compliant. We prove if you are.
Get independent assurance that your organisation is truly compliant, across every entity, location and state.
Know exactly where you stand. A risk-rated compliance assessment across all applicable laws, entities and locations
Validate your applicability mapping, confirm that the right obligations are being tracked for your specific business profile
Verify your evidence is inspection-ready, licenses, registrations, filings and statutory records reviewed on the ground
Get a Board-ready GAP report, structured by risk, location and category with a prioritized remediation roadmap
Independent, expert-led assessment, delivered by TeamLease RegTech's dedicated compliance audit team with deep domain expertise
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Trusted by India's
leading organisations
across industries
90%
of organisations missed one or more critical compliances last year
95%
of CXOs are not aware of all applicable compliances for their organisation
12000+
compliance requirement changes across India in the year 2025
95%
of organisations paid high penalties as a cost of poor compliance
What is a Comprehensive Compliance Audit?
A Comprehensive Compliance Audit is an independent, enterprise-wide assessment of whether your organisation is actually meeting its regulatory obligations, not just managing them.
Many organisations believe they are compliant because their teams are managing compliance activities. But without an independent assessment, there is no way to know whether the right obligations are being tracked, whether documentation is accurate, and whether practices will hold up under regulatory scrutiny.
The result of the audit: a structured Compliance Risk Assessment Report that gives leadership clear, unbiased visibility of where the gaps are and what to fix first.
Compliance Audit
Validates whether all applicable regulations are correctly mapped across your entities and locations
Verifies statutory records, filings, licenses, approvals and documentation against actual requirements
Identifies missing compliances, documentation gaps and inconsistent practices across locations
Delivers a risk-rated GAP report, structured for Board-level decision making and remediation planning
Assesses whether your compliance posture can withstand regulatory inspection and legal scrutiny
Where compliance gaps actually come from
Even well-managed organisations carry hidden compliance exposure. These are the four most common sources of risk, and what an independent audit addresses.
Applicability is mapped incorrectly or incompletely
Compliance obligations differ by entity type, location, industry, staffing and business activity. Without an independent review, incorrect or incomplete applicability mapping goes undetected and the wrong obligations get managed while the right ones are missed.
Audit validates:Applicability assessment
What it means: Every applicable act and compliance verified against your actual business profile across all entities and locations
Documentation doesn't hold up under scrutiny
Compliance activities may appear complete but the underlying statutory records, registers, challans, licenses and approvals may be missing, expired or incorrect. Regulators look at evidence — not summaries.
Audit validates:Evidence validation
What it means: Every statutory document reviewed for accuracy, completeness and regulatory validity
Gaps accumulate invisibly across entities and locations
When compliance responsibility is distributed, standards vary across locations. Inconsistencies accumulate silently and only surface during a regulatory inspection or legal notice.
Audit validates:GAP identification
What it means: Missing compliances, documentation gaps and inconsistencies identified across all locations
Leadership has no independent view of compliance risk
Internal compliance reporting relies on the same team managing compliance. An independent audit gives the CFO, Board and Audit Committee an unbiased, third-party view of where the organisation actually stands.
Audit validates: Independent assurance
What it means: A credible, unbiased compliance risk report — structured for Board presentation
"The real compliance audit shouldn't be your first audit."
Comprehensive Compliance Audit — what we cover
A single, end-to-end audit service structured across three pillars — delivered by a dedicated team of compliance domain experts.
Applicability assessment
Validation that all applicable regulations are correctly and completely mapped to your organisation.
Acts and compliances under Central, State, UT, Local Government
Industry specific compliance mapping
Licenses, registrations, consent orders, permissions
Draft compliance list preparation
Evidence validation
On-ground verification of statutory records, filings and documentation across all locations.
Review of all applicable licenses and registrations
Verification of returns, registers, challans and remittances
Qualitative and quantitative accuracy review
Observations documented and categorised by risk
Compliance GAP report
A structured risk report covering all findings — ready for management review and Board presentation.
Gaps identified by risk — High / Medium / Low
Location-wise and category-wise breakdown
Draft report discussed with management team
Key observations presented to Management / Board
Scope of work and review coverage
Coverage across all 6 categories of law — for 40 industries, 28 states and 8 Union Territories at Central, State and Local levels.
Labour
416 Acts · 27,000+ compliances · 1,400 filings
Defining guidelines covering all aspects of employment like wages, employee’s welfare, working environment, working days including holidays and leaves, Women employment, child labour
Environment, Health
& Safety
61 Acts · 2,000+ compliances · 98 filings
Laws in this category cover aspects usage of specific items like batteries, Bio medical Waste, hazardous chemicals, Solid / e-waste, etc., building / Employee safety (fire, handling of hazardous substances, etc.).
Finance & Taxation
103 Acts · 9,000+ compliances · 692 filings
Laws in this category cover direct taxes (income tax, property tax, corporate tax, etc.) and indirect taxes (GST, customs duty etc.)
Corporate Secretarial
54 Acts · 2,000+ compliances · 86 filings
Secretarial cover aspects like corporate governance practice, risk management polices / practices, Board constitution and code of conduct of directors and senior management, remuneration of senior management, etc.
Commercial
102 Acts · 4,000+ compliances · 301 filings
Laws in this category cover the trade/ Sale of goods. It also covers legal metrology regulations, food safety and standards, electricity duty, motor vehicle etc.
Industry specific
274 Acts · 12,000+ compliances · 385 filings
Laws in this category regulate specific industries only and are not applicable to other industries. For instance, Drugs and cosmetics act, Poison act, etc. are applicable to the pharmaceutical industry.
"Not sure where to start? Talk to a compliance expert first."
We'll help you understand the right scope for your organisation — no commitment required.
How the audit works
Compliance applicability is highly subjective — what applies to one organisation may not apply to another. Our approach starts with deep business understanding before any assessment begins.
Business understanding
Discovery questionnaire, discussions with business heads, documenting operations and key processes
Applicability assessment
Analysis of information gathered, assessment of compliance applicability, preparation of draft list
Document review
Preliminary document requirement list issued — soft copies collected upfront to reduce on-site time
Location visit & GAP report
Audit team visits each location, reviews documents, prepares risk-rated GAP report with management
Board presentation
Final report released; key observations presented to Management / Board.
GAP reporting
Risk wise
High / Medium / Low classification for every gap
Location wise
Broken down by each office, branch, establishment
Period wise
Monthly / Quarterly / Half-yearly / Annual
Category wise
Labour, EHS, Finance, Secretarial, Commercial, Industry
Status wise
Full, partial or missing — by completeness level
Timeliness wise
On-time, delayed or missed across all compliances
Benefits with TeamLease RegTech
Deep domain expertise, thorough business understanding and comprehensive applicability assessment, all in one independent audit
Be in control
Structured and accurate breakdown of all compliances and acts applicable to your organisation, across every entity and location.
Protect your organisation's reputation
Audit coverage spans all areas of law, all locations and the required review period — giving complete assurance across your full regulatory universe.
Reduce the cost of poor compliance
Detect and prevent missing compliances before they become penalties, legal notices or criminal proceedings. Companies Act 2013 has provisions for criminal proceedings and jail terms for poor compliance.
Make decisions with confidence
Management report structured by risk level, location, category and period — ready for Board presentation with a prioritized remediation roadmap.
Peace of mind from deep domain expertise
The RegAudit team brings extensive compliance domain knowledge alongside thorough business understanding and applicability assessment.
"Compliance isn't complete until it's tested."
Find out where your compliance exposure really stands
Book an independent Comprehensive Compliance Audit and get a structured risk view across all your entities and locations — before a regulatory inspection does it for you.