The National Stock Exchange (NSE) on December 01, 2025, notified regarding the Ease of Doing Compliance- Submission of Action Taken Report for non-compliance(s) reported in the Internal Audit Report.
The following has been stated namely: -
• Under this framework:- Trading Members shall be required to close all non-compliances reported in the internal audit report within 2 months from the end of due date of submission of Internal Audit Report i.e. due date for submission of Action Taken Report for Internal Audit Period ended March 31 and September 30 shall be July 31 and January 31 respectively.
• Action Taken Report shall be certified by the empanelled Internal Auditor of the Trading Member, confirming the status of compliance and shall cover at least a period of one month for sample verification
• The aforesaid framework shall be applicable for all the internal audit reports received from the half year ended September 30, 2025 and onwards.
[Circular no. NSE/INSP/71579]
