BSE notified regarding the Ease of Doing Compliance - Submission of Action Taken Report for non-compliance(s) reported in the Internal Audit Report

Dec 16, 2025 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (BSE) on December 12, 2025, notified regarding the Ease of Doing Compliance - Submission of Action Taken Report for non-compliance(s) reported in the Internal Audit Report.

It is stated that the Trading Members are required to close all the non-compliances reported in the internal audit report within 2 months from the end of due date of submission of Internal Audit Report i.e., for the half year ended September 30, 2025, the due date for submission of Action Taken Report is January 31, 2026.

In this regard, detailed procedure for submission of Action Taken Report electronically through the BEFS (BSE Electronic Filing System) is provided at Annexure A.

The members are further advised to note that prescribed monetary penalty/disciplinary actions shall be initiated in accordance with Exchange Notice No.  20251010-20 dated October 10, 2025, in case the observations are not closed in the Action Taken Report or Action Taken Report is not submitted within the due date. 

The members are requested to note that submission of Action Taken Report shall be considered complete only after Member submits the action taken report to the Exchange and receives an acknowledgment email. Saved reports/reports submitted by the Auditor shall not be considered as final submission to Exchange.

[Notice No. 20251212-10]


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