NSE Issues Reminder on Submission of Action Taken Report for System Audit

Mar 15, 2026 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe National Stock Exchange of India Limited (NSE) on March 13, 2026, issued a circular reminding trading members to submit the Action Taken Report (ATR) for non-compliances identified in the System Audit (Type–III) as per earlier circulars issued by the exchange.

NSE stated that trading members must take corrective action for each non-compliance reported by auditors in the System Audit Report for the period April 2025 to September 2025. After implementing corrective measures, members must submit the ATR, and auditors will review the actions taken and update the compliance status as Compliant or Non-Compliant through the ENIT platform.

The exchange further informed that the deadline for submission of the ATR for the audit period ending September 30, 2025 is March 31, 2026, and reminded members to also note earlier guidance on rationalization and standardization of penalties issued in October 2025.

[Notification No. NSE/INSP/73289]


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