BSE notified regarding the Periodic submission of System, Cyber, and VAPT Audit by Application Service Provider (ASP)

May 15, 2026 | by TeamLease RegTech Legal Research Team

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Secretarial ComplianceThe Bombay Stock Exchange (NSE) on May 15, 2026, notified regarding the Periodic submission of System, Cyber, and VAPT Audit by Application Service Provider (ASP).

The following has been stated:

• It has directed registered Application Service Providers (ASPs) to conduct periodic System Audit, Cyber Security Audit, and Vulnerability Assessment & Penetration Testing (VAPT) of their non-exchange trading front-end platforms to strengthen cybersecurity and operational resilience. 

• The audits will cover the period from April 1 to March 31 each year, and the audit reports must be submitted by June 30, while Action Taken Reports (ATR), wherever applicable, must be submitted by September 30. 

• The Exchange has also issued detailed guidelines covering auditor selection criteria, reporting formats, declarations, assessment scope, and terms of reference for system and cyber audits through various annexures. 

• Additionally, ASP vendors are required to submit the audit reports only after approval from their Managing Director, Director, CTO, or CISO.

[Notification no. - 20260515-23]


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