The Bombay Stock Exchange (BSE) on June 08, 2026, issued a notification regarding submission of Action Taken Report for non-compliance(s) reported in the Internal Audit Report.
The following has been stated:-
•BSE has reminded Trading Members to submit the Action Taken Report (ATR) for non-compliances identified in the Internal Audit Report for the half-year ended March 31, 2026, by July 31, 2026.
•The ATR must be certified by an Exchange-empanelled Internal Auditor and include verification of compliance status.
•Failure to submit the ATR or close reported observations within the prescribed timeline may attract monetary penalties or disciplinary action.
•Critical non-compliances such as client fund/security shortfalls, net worth deficiencies, or offering assured returns will invite immediate regulatory action without waiting for ATR submission.
The detailed notification is given in the document below.
[Notification No.: 20260608-21]
