The BSE Limited (BSE), on October 1, 2026, issued a notice requiring trading members authorised to offer Margin Trading Facility (MTF) to submit the Margin Trading Compliance Certificate for the half-year ended September 30, 2026. The requirement is pursuant to Para 4.10.3 of Chapter 1 of the SEBI circular dated December 30, 2024, under which members offering MTF must have their MTF-related books of accounts audited and submit a compliance certificate every six months.
Trading members offering MTF must submit the prescribed certificate in Annexure 1, duly signed by the Chartered Accountant who audited the member's books of accounts and other relevant documents. Members that have approval to offer MTF but have not commenced the facility must instead submit the self-certified certificate in Annexure 2, signed by their Compliance Officer/Designated Director.
The scanned certificate for the half-year ended September 30, 2026 must be submitted electronically through BEFS (BSE Electronic Filing System) by October 31, 2026 under the “Margin Trading” module. Submission will be considered complete only upon electronic filing through BEFS and receipt of an acknowledgment email; physical or email submissions will not be treated as valid submissions.
[BSE Notice No. 20261001-36]
