The National Stock Exchange of India Limited (NSE) on October 28, 2026, issued a circular regarding Common violations/deficiencies observed by the Exchange during the inspections of Trading Members and Authorised Persons.
The following has been stated: -
•The National Stock Exchange of India Limited (NSE) has issued a circular listing common violations and deficiencies identified during inspections of Trading Members and Authorised Persons for the half-year period from October 2025 to March 2026.
•The circular continues the earlier communications under Circular Ref. Nos. NSE/INSP/65693 dated December 19, 2024, and NSE/INSP/73503 dated March 27, 2026.
•The list is provided in Annexure A and is also available on the NSE website.
•Trading Members are advised to strengthen their internal systems and procedures and ensure compliance with applicable regulatory requirements.
[Circular Ref. No: 52/2026]
